Trade Surveillance for Banks - New York

Memo

The course will begin by considering the effects regulation has had on the compliance/surveillance function. This will be followed by sessions on products and different types of market manipulation.



This first day will finish with a session on insider trading and the effects of low priced securities fraud.



Day two will discuss different considerations for building a trade monitoring program through a case study, operational efficiency and tools for business insight and how this can facilitate real time reporting. There will be a second case study on the operational response to trade surveillance and the impact of compliance on this. The last session will take a look at artificial intelligence in market surveillance.



Venue Details: Downtown Conference Center, 157 William Street, New York, NY 10038, United States.



Time: 9:00 am - 5:00 pm.



Category: Classes / Courses | Professional Training.



Sub-Categories:

Conferences | Business & Economics | Finance,

Conferences | Education | Training.



Tickets: https://go.evvnt.com/237990-1?pid=5569



Prices:

Two Day Training Course (Super Early Bird): USD 2099.00,

Two Day Training Course (Early Bird): USD 2299.00,

Two Day Training Course: USD 2499.00.